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Home > Publications > Selected cases — Parliamentary > Selected Cases and Summaries of Completed Investigations - October 1998 - March 1999 > C.63/96 - Full text
Sixth Report Session 1998-99
Volume 2
OCTOBER 1998 - MARCH 1999
The full report of selected cases
Summary of selected cases
DEPARTMENT FOR EDUCATION AND EMPLOYMENT
Quota arrangements for the employment of registered disabled persons
2.1 Mr D complained that the Employment Service (ES), an executive agency of the Department for Education and Employment (the Department), had issued permits allowing employers who had not filled their quotas of registered disabled persons to engage a specified number of persons not registered as disabled without committing an offence, and that they had done so without having taken into account that he was a registered disabled person suitable for employment in some of the jobs involved. He felt that, as a consequence, he had been unable to obtain employment for which he was suitably qualified.
2.2 My investigation into Mr D's complaints began in October 1996 once the Ombudsman's predecessor had obtained comments from the then Chief Executive of ES after the Member's referral of the complaint. In August 1997 the Ombudsman obtained comments from ES's Director of Finance and Planning on a further related complaint by Mr D. I have not put into this report every detail investigated by the Ombudsman's staff; but I am satisfied that no matter of significance has been overlooked. Appendix A sets out the main events surrounding Mr D's complaints. A glossary of the terms used in this report, and the meaning of the initials used, is at appendix B.
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Background
2.3 Under the Disabled Persons Employment Acts 1944 and 1958 employers with 20 or more employees had a statutory duty to employ a quota of 3% registered disabled persons provided that disabled applicants were suitable for the jobs on offer. It was not necessarily an offence for an individual employer to be below quota, but it was an offence for an employer, when under quota, to engage or to offer to engage a person who was not registered disabled without a permit to do so. The Act gave the Minister (in practice ES) discretion to issue a permit, sometimes known as a bulk permit, to employers allowing them to engage able-bodied applicants for vacancies where there were no suitable, or an insufficient number of, registered disabled persons. Section 11 of the Act stated:
"(1) On an application in that behalf being made in the prescribed manner by any person to whom section nine of this Act applies, the Minister may grant a permit .... if it appears to him to be expedient so to do having regard to the nature of the work for which the applicant desires to take a person or persons into his employment and the qualifications and the suitability for the work of any person or persons registered as handicapped by disablement who may be available therefor, or if he is satisfied that there is no such person or an insufficient number of such persons available therefor.
(2) A permit may be granted either unconditionally or subject to any conditions relating to the employment of the person or persons to whom the permit relates, and may be granted as respects the employment either of one or more persons specified or described therein or of a specified number of persons."
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A decision to refuse a permit application carried a right of appeal to an independent local disablement committee; in such an appeal an employer could argue that particular persons were not suitable and it was for ES to show that they were suitable and that the refusal of a permit was reasonable (the Act did not define "suitable"). In exercising their discretion ES took an employer's judgment of suitability into account.
2.4 The Disabled Persons (Designated Employments) Order 1946 provided for the Minister to designate certain classes of employment as specially suitable for disabled persons. Two classes were subsequently so designated: passenger electric lift attendant and car park attendant. The classification of car park attendant was described as "employment in all or any of the following duties, namely - (1) taking care of motor vehicles in a car park; (2) taking care of the contents of any such vehicles; (3) issuing tickets to persons using the car park; (4) collecting fees from the persons using the car park." Section 12(3) of the Act stipulated that the permit system could still apply to designated classes of employment.
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2.5 The issue of bulk permits allowed employers who were below quota to engage a specified number of able-bodied persons required to start work within the following six months. When a permit was issued the employer still had a duty to employ the quota but was relieved of any criminal offence when engaging, while under quota, a person who was not registered as disabled. An employer would estimate the number of vacancies likely to arise, using previous staff turnover figures where necessary. In recent decades permits were issued regularly because of the difficulty employers had in meeting the quota due to the consistently low level of persons registered as disabled. According to ES, an "understanding" governing the issue of bulk permits was that an employer should notify all vacancies to the ES Jobcentre during the currency of the permit and "consider sympathetically" the engagement of any registered disabled person who might be available when vacancies occurred. In general, before authorising a permit, an ES disability employment adviser (DEA) had to consider whether any of the jobs so covered were within the capabilities of disabled persons on the register. A Government consultative document published in 1990 noted the view of Parliament's Public Accounts Committee that the quota scheme was "ineffective, outdated and unenforceable". Nevertheless it remained in force for a number of years afterwards.
2.6 All quota and registration provisions of the two Acts were eventually repealed by the Disability Discrimination Act 1995 with effect from 2 December 1996. (ES were able to consider complaints about those provisions for a further year; and those who, like Mr D, were registered on 12 January 1995 - the date the new bill was introduced to Parliament - and on 2 December 1996, are deemed disabled under the new Act for a period of three years, after which time the position can be reviewed.) The 1995 Act made it unlawful to discriminate against disabled persons in matters relating to employment, the provision of goods, facilities and services or the disposal or management of premises. Employers should not treat a disabled person less favourably than someone else unless they can show such treatment to be justified. The Act covers all employment matters including recruitment, training, access to company pension scheme, promotion and dismissal; it also requires employers to make reasonable adjustments to the workplace and to employment arrangements so that a disabled employee, or disabled job applicant, is not at any substantial disadvantage. Where a person feels that he has been a victim of discrimination he may take his complaint to an Industrial Tribunal and may ask the Advisory, Conciliation and Arbitration Service for help. The Act embodies a statutory code of practice for employers which replaced the voluntary code under the previous legislation. Among those exempted from the new Act are employers with fewer than 20 employees.
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2.7 ES have some 60 Placement, Assessment, and Counselling Teams (PACTs) based in Jobcentres throughout the country. Each team consists of a manager and DEAs whose function is to assist disabled persons and employers to secure training or to help place their disabled clients in suitable vacancies. Each DEA has a caseload of clients, not all of whom may have been formerly registered disabled. PACTs also oversee the practical and financial support offered by the various schemes and programmes available to people already in work. The training for work programme is delivered by local Training and Enterprise Councils and is available to a range of persons including those who are unemployed and disabled. At the outset the person agrees with the training provider an individual training plan which may be reviewed or revised as required.
Departmental instructions
2.8 Internal departmental instructions about the operation of the quota system remained virtually unchanged from July 1956 when the bulk permit arrangements were introduced. In the light of possible judicial review action by Mr D (see appendix A entries for 28 February and 29 March 1994) ES's Deputy Chief Executive wrote in May 1994 to all ES regional directors saying that employers below quota should be reminded of the need to obtain permits, and that it was particularly important for employers to complete applications in the form required by the legislation. He added:
"The conditions which ES must apply in considering whether to issue a permit require us to know the number and nature of occupations and the place where the work will be done. Without this information we cannot take account of the availability of registered disabled people for work".
Subsequently a number of meetings of regional representatives were held as part of an effort to ensure that the handling of quota arrangements was sound. In March 1995 ES issued a circular confirming that DEAs and "everyone dealing with disabled people" needed to apply the quota regulations assiduously until their repeal by the 1995 Act.
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Jurisdiction
2.9 Local authorities, private employers, the findings of Industrial Tribunals, and decisions about the pursuit of legal remedies through the courts are not within the Ombudsman's jurisdiction. I refer to them in this report only to set in context those actions of the Department which are the subject to my investigation. Under paragraph 6 of Schedule 3 to the Parliamentary Commissioner Act 1967 the Ombudsman is precluded from investigating the commencement or conduct of civil or criminal proceedings before any court of law in the United Kingdom. (That includes a decision not to institute such proceedings.)
Investigation
2.10 The key facts are as follows.
Mr D was registered disabled in 1992 following an industrial injury to his back. Thereafter he was in regular contact with a DEA at his local Jobcentre who was able to organise an employment rehabilitation course. In early 1994 Mr D complained about the issue of bulk permits to large employers and in particular to the district council, following his failure to obtain a job as a telephonist/receptionist. Mr D did not pursue a formal complaint but the manager of the PACT undertook to take steps to correct what he believed to be the district council's misinterpretation of the quota regulations. Following representations on Mr D's behalf by the Member, Ministers acknowledged that the quota arrangements were not working effectively and were under review. In January 1996 Mr D complained that the district council had wrongly refused his application for a job as a car park attendant which was a designated employment (paragraph 2.3); he asked for criminal proceedings to be taken against the council, but ES refused. In January 1997 Mr D complained that a magistrates' court committee had failed to consider his application (made on or after 31 May 1996) for the post of court usher at a time when they held no permit - a matter which he had raised in correspondence with a DEA in the summer of 1996. After taking legal advice ES decided not to prosecute the court committee. In attempting to obtain documentation for an Industrial Tribunal action against a further potential employer Mr D learned in June 1997 that in 1993 ES had failed to computerise the records for that employer relating to quotas and registration; and that, as a consequence, they had not reminded the employer of their quota responsibilities.
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The ES comments on the complaint
2.11 In his comments the then Chief Executive said there had been practical difficulties in administering the quota provisions of the 1944 and 1958 Acts. At the time the 1995 Act had come into force there were some 366,000 on the disabled persons register (not all of whom would have been "economically active"). That level was such that it was not arithmetically possible for all employers to meet the quota set at 3%: overall, employers could not meet a quota set even at 1%. The Chief Executive accepted that local staff had not adhered to the departmental guidance relating to the issue of bulk permits (to the district council) when Mr D had made his application for the post of telephonist/receptionist in September 1993; but he concluded on balance that failures in the way bulk permits had been administered had not been the cause of Mr D's failure to find work. The Chief Executive apologised if the problems in administering quotas he had acknowledged had caused Mr D distress and difficulty, and for the delays in answering Mr D's letters of February 1994 and February 1995. He said that his staff were continuing to do their best for Mr D. An extract from the Chief Executive's report, dealing with the role of ES and a summary in the case, is at appendix C.
2.12 For his part ES's Director of Finance and Planning reported that two actions by Mr D before an Industrial Tribunal had been dismissed. The decision not to prosecute the court committee had been taken after the benefit of legal advice, and properly reflected the principles concerning the public interest as set out in the Code for Crown Prosecutors. ES considered that a genuine misunderstanding had taken place between the court committee and the relevant county council; but had concluded that the inclusion of the court committee in the county council's permit application had made no material difference to Mr D's application for the post of court usher.
Registered disabled persons employed by the county council and district council.
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2.13 I understand that the quota position of the county and district councils concerned from the summer of 1992 onward was:
| |
the county council |
the district council |
| 1992 |
1.2% |
0.9% |
| 1993 |
0.9% |
1.5% |
| 1994 |
1.2% |
1.8% |
| 1995 |
1.18% |
1.0% |
| 1996 |
1.2%* |
0.7%* |
Note* the final published figures before the quota system was abolished
Interview with Mr D
2.14 One of the Ombudsman's staff interviewed Mr D at his home. Mr D believed that the district council's views as expressed to the local councillor on 21 January 1994 (see appendix A entry) were correct: a bulk permit allowed employers to do as they liked, and the so called understanding (paragraph 2.5) attached to their issue by ES was meaningless. Mr D challenged the very notion of bulk permits. Mr D drew attention to written advice he had received from the Trades Union Congress who agreed with Mr D's argument that the issue of such permits showed that he was not suitably qualified for a range of (what turned out to be) unassuming work. According to the Trades Union Congress, the use of bulk permits on the ground that there were insufficient registered disabled persons to meet quota requirements stretched the interpretation of the 1944 Act "beyond destruction". Mr D considered that it was for ES to decide a person's suitability for a particular post.
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Interviews with ES staff
2.15 The Ombudsman's officer also interviewed the current DEA and the Jobcentre manager. (The three members of the PACT who had been principally involved in the issue of bulk permits at the relevant time had all retired.) Both ES staff stressed the importance they attached to offering practical help with training, acquisition of qualifications and work experience for disabled clients; and to promoting effective recruitment and retention practices among employers. They considered that they had done their best to help Mr D but in their view he had seemed more interested in pursuing legal arguments. In their view a prospective employer had to be the final arbiter of suitability for a particular post, although ES would seek to press their own estimation of a disabled person's qualities on an individual case basis.
Findings
2.16 From my examination of the available papers (some having been destroyed routinely) I am satisfied that there were a number of serious errors in the handling of the matters about which Mr D complained. I consider first, because of the implications of the Designated Employments Order (paragraph 2.4), his application for the post of car park attendant with the district council (see appendix A entry for 5 January 1996). On the face of it, the advertised job met (the modern equivalent to) the third and fourth duties listed in the Order. There is no evidence of the considerations that led the PACT to take a contrary view (see appendix A entry for 7 February 1996); but I understand from ES that the officials concerned regarded the legal definition as being quite narrow. I conclude that the PACT's decision was wrong. The outcome of enquiries made by the Ombudsman's staff strengthens me in that view; the Department said that ES headquarters had received legal advice on 22 March 1996 to the effect that, where part of a job involved one or more of the designated employment provisions (as in this case) the job should be so designated. What was Mr D told? ES's letter of 26 March 1996 said simply that they did not intend to prosecute the district council. Following further queries from Mr D ES headquarters wrote to him at greater length on 27 November; and on 17 December the PACT manager wrote to the Member. I find it misleading that the letter to the Member should have said that the Department had taken legal advice, without saying that such advice (in effect) supported Mr D's contentions concerning designation. When I put that point to the present Chief Executive he said that the PACT manager's letter had been cleared with ES's legal adviser and had followed their normal practice of not giving reasons for a decision not to prosecute. Their legal advice that the employment was subject to the designated employment provisions made no difference to the decision not to prosecute. Also, their legal advice was that the employer's breach of the provisions of the 1944 Act had effectively been condoned as a result of the PACT's misunderstanding of the definition of a car park under the designated employment scheme; that had inhibited a successful prosecution.
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2.17 At the time of their advertisement for a car park attendant the district council held a bulk exemption permit (see appendix A entry for 28 September 1995). A list attached to the permit showed the sections - including car parks - within the council where vacancies would occur. Although section 12(3) of the 1944 Act allowed for designated employment to be covered by permits (paragraph 2.4) there is no evidence that the PACT properly considered the implications of including car parks; nor that ES staff were properly examining the availability of registered disabled persons, as urged by the Department in their earlier instructions of 1994 and 1995 (paragraph 2.8) and as required by law. A closer scrutiny of the district council's permit applications should also have been prompted earlier by the discovery in April 1994 of misconceptions on their part about the application of the quota regulations. The Chief Executive told me that the problem had been a misunderstanding of the definition of a car park under the designated employment scheme. ES had understood legal advice to say that all four elements in the Order (paragraph 2.4) had to be present and for at least 50% of the working time. After Mr D had raised the issue in 1994, legal advice had corrected that misunderstanding. Unfortunately, the PACT had still had an erroneous view of the law and had included car parks in the bulk permit. I criticise ES accordingly.
2.18 Did maladministration by ES in that instance cause Mr D to suffer an unremedied injustice? Had ES paid greater attention to the relevant bulk permit application, the district council would have been unlikely to have had any option but to give priority under the 1944 Act to registered disabled applicants; Mr D should then have been offered the post provided that he was regarded as suitable and there was no other registered disabled applicant. In addition ES were at fault by failing to give the district council directions about the proper operation of the regulations on designated employment. While I note that Mr D, who was clearly aware of those regulations himself, did not let the DEA know of his interest in the job of car park attendant at the time of his application, and that had he done so (even though there was no such obligation upon him) it is possible that the DEA might have been able to offer specific practical help, I consider that the shortcomings by ES which I have identified led to Mr D being denied a likely opportunity of being offered the post of car park attendant.
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2.19 In the summer of 1996 Mr D asked the DEA to intervene with the court committee over the refusal to interview him for the post of court usher. He had gone to see the DEA to express an interest in it on the closing date (31 May) for applications, having arranged to do so the previous day. I can see no grounds for criticising the DEA's letter of 25 June which explained that ES had not been able to influence the court committee's decision not to consider late applications. (I understand that, because the prospective employer was in another county, the DEA had had to liaise with another PACT, so that they could attempt to intervene.) Although Mr D remained dissatisfied, the DEA clearly regarded her subsequent letter of 30 August as providing a final answer to him; in that respect Mr D was mistaken in believing that the DEA had referred his complaint to a higher authority - see appendix A entry for 17 January 1997. Nevertheless Mr D's persistence exposed a further weakness in ES's application of the quota regulations in that the court committee should have been applying for permits in their own right, rather than through the county council. Departmental instructions state that the staff of magistrates courts' committees should not be counted as local authority staff; had local ES staff examined the county council's permit applications more thoroughly they would have been able to alert the parties to the correct procedures. To my mind ES should have picked up the error at a much earlier stage. If the system had worked properly there would have been no risk that Mr D might have suffered an injustice with regard to vacancies with the court committee.
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2.20 Mr D's request in June 1997 for papers to assist his action against the third potential employer also led ES to discover their failure, from 1993, to computerise their papers on that employer. The last bulk permit for which the employer had applied was apparently in September 1993 for a total of 60 posts (no breakdown given) at the employer's regional offices (locations not specified). Although the application was clearly not in the required format ES had nevertheless approved it the following month. Given the paucity of detail the local Jobcentres clearly could not have considered properly the position of disabled persons. I criticise ES accordingly. I understand that the effect of ES's failure to computerise the employer's papers, which I accept was an oversight, was that ES failed to send annual reminders to the employer about their obligations under the quota scheme. That omission did not, of course, remove from the employer their obligations under the 1944 Act. Whether in the absence of ES's failure Mr D would have obtained a post with that employer can only be a matter of speculation now.
2.21 More generally, although not all the papers relating to bulk permit applications remain in existence there is nevertheless considerable evidence (in addition to that already mentioned in paragraphs 2.17 and 2.20) of persisting and possibly widespread maladministration by ES over the issue of exemption permits to the district and county councils. On 11 August 1994 the county council applied for a bulk permit for 500 "administrative, clerical, professional, technical and manual posts." On 23 February 1995 the county council made a further application in identical terms. On 28 September 1995 the PACT issued a bulk permit to the district council to engage 100 persons not registered as disabled. On 20 February 1996 the county council applied for a bulk permit to engage 500 persons not registered as disabled. On 9 September and 5 November 1996 the second PACT approved further applications from the county council respectively to engage 352 persons and 161 persons who were not registered as disabled. Although none of those applications was in the required format, ES nevertheless issued permits, and there is no evidence that they attempted to consider whether there were any suitable registered disabled persons available. On 11 June 1996 the second PACT approved an application from the county council which contained much fuller information about 56 different job types and their locations, but even so there is no evidence that that information was used to test the suitability of any registered disabled person who might have been available. Mr D was a disabled person registered with ES and had specifically told them on 27 August 1993 that he was available for work; and they were, of course, well aware from their subsequent dealings with him that he was totally dissatisfied with the way in which the operation of the bulk permit system was hindering his opportunities to get a job. I criticise ES for not giving the position of Mr D (and perhaps other registered disabled persons) due consideration when administering the permit applications.
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2.22 Whether in the absence of maladministration Mr D would have obtained a job, and if so what job, with either of the councils can only be a matter for speculation, but it is hard to imagine that there was not a post among the many hundreds on offer during the prolonged period over which maladministration occurred for which Mr D would not have been considered suitable and available. I note that the county council told the Member on 8 July 1997 that Mr D had met the minimum requirements for posts on offer on two occasions (in September 1995 and July 1996) out of the ten applications he had made for jobs with them. In addition, Mr D appears to have been found suitable for the post of telephonist with the district council (see appendix A entries for 21 January and 21 February 1994).
2.23 That leads me on to the steps taken by ES to consider and act on the complaints which Mr D and the Member made on a number of occasions, both about Mr D's failure to be considered for, and to be successful in obtaining, specific vacancies; and about the bulk permit scheme in general. Mr D also supplied ES with the letter which the district council had sent to him on 21 February 1994. On 19 April 1994 the then Parliamentary Under Secretary of State, and on 25 April 1995 the then Minister of State wrote to the Member detailing the difficulties of operating the quota system but no attempt was made to acknowledge that ES had been in any way at fault over the operation of the system. I criticise those who drafted the replies for the omission. I also criticise ES for the fact that no attempt appears to have been made to correct the district council's mistaken view that they were obliged only to "consider sympathetically" applications from registered disabled persons. Indeed on 13 September 1995 ES headquarters wrote to Mr D saying that a bulk permit was issued only on "the express understanding that the employer considers sympathetically the engagement of any suitable registered disabled person who is available when a particular vacancy arises." The letter went on to say "Failure to honour that understanding, and indeed failure on the part of such an employer to do everything possible to improve their quota position, is taken into account when considering any future application for a permit covering estimated engagements", but there is no evidence that ES made that clear to the district council. On 15 January 1996 ES headquarters wrote to Mr D saying that employers could not be compelled to engage a particular applicant for vacancies under either the quota or designated employment schemes. I accept that ES were faced with a difficult task in seeking to ensure that the provisions of the 1944 Act were adhered to, but it seems to me that employers who were under quota should have been required to appoint suitable available registered disabled persons, irrespective of whether or not such employers were in possession of a bulk permit. It also seems to me that ES's letters often reflected misconceptions which were common within ES at that time; and are indicative of a widespread and regrettable failure to comprehend and implement the requirements of the then existing legislation. Had that legislation not since been repealed that would have been worrying indeed. When I put my views to the Chief Executive he said that the 1944 Act placed a duty on employers to employ a quota of registered disabled persons; it also gave employers the right to seek a permit. There were criminal sanctions for engaging, in the absence of a permit, a person who was not registered as disabled, but neither that nor any other power of enforcement enabled ES to compel an employer to engage any particular person.
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2.24 I accept that local DEAs strove to help and encourage Mr D in practical ways, some of which were referred to in the Department's letter of 9 July 1997 to the Member. I find, however, that that was all within a climate of persistent failures by ES to operate the quota system properly, and a persisting perception that an employer had to be the arbiter on a disabled person's suitability for a post, whereas section 11(1) of the 1944 Act (paragraph 2.3) required ES themselves to have regard to issues of suitability.
2.25 In summary, the salient facts as I see them are:
(i) Mr D was registered as a disabled person throughout the period covered by my investigation.
(ii) ES appear to have known when he was and was not available for work, and so should have been able to reach views on his suitability and availability for particular types of work, to which they were required to have regard in connection with their use of the discretionary powers to issue bulk permits.
(iii) Notwithstanding some of the statements made by ES, when considering the use of those powers it was ES who were to be the arbiters on Mr D's suitability and availability (subject to any appeal by the employer - paragraph 2.3).
(iv) There is clear, and admitted, evidence of persisting and widespread fault on the part of ES in their administration of applications for bulk permits.
My conclusion is that, if ES had had proper regard to the obligations on them when applying sections 11(2) and 12(3) of the 1944 Act and had acted in the way they should, Mr D would have had every prospect of obtaining appointment to some of the posts covered by various of the permit exemptions which ES approved. I find that Mr D has been disadvantaged by repeated acts of maladministration. I therefore invited the present Chief Executive of ES to consider compensating Mr D accordingly. In his reply the Chief Executive accepted that in various instances ES staff had not followed the instructions on the issue of bulk permits and had issued permits too readily; as a consequence some employers had been able to avoid their statutory duty to employ registered disabled persons up to the quota without effective challenge. The Chief Executive acknowledged that my findings provided evidence that Mr D had lost opportunities. He said that it was difficult to quantify the level of financial loss which Mr D might have suffered given that he had lost the opportunity to be considered for work, rather than work itself. It was also uncertain how much work might have been offered or for how long. Following a meeting between the Ombudsman's staff and ES officials, the Chief Executive told me that, having looked at the kinds of posts which had been serious possibilities for Mr D, and having taken account of the frustration and distress which Mr D had suffered during the prolonged period of his correspondence, he was willing to offer Mr D compensation of £20,000. I welcomed that offer.
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Conclusion
2.26 There were widespread failures by ES properly to administer the (now repealed) quota/bulk permit arrangements and Mr D did not receive the standard of service he had a right to expect. I regard the then Chief Executive's apologies, which I pass on to Mr D through this report, and the ex gratia payment of £20,000 as a suitable outcome to a justified complaint.
Appendix A
Chronology of the main events
| 1990-93 |
| 01/08/90 |
Mr D injured his back when the trench in which he was working collapsed. |
| 01/06/92 |
ES registered Mr D as a disabled person until 28 May 2002. A DEA offered him an assessment by an occupational psychologist but the proposed programme conflicted with Mr D's studies. |
| 11/11/92 |
An occupational psychologist engaged by the PACT produced an action plan for Mr D. |
| 11/01/93 |
Mr D attended a rehabilitation course, lasting until 5 March, to widen his experience and prepare him for a return to work. |
| 04/02/93 |
The county council advertised a post at the seasonal visitors centre, for which Mr D applied. |
| 17/03/93 |
The PACT approved a bulk permit application for the district council to engage in "all occupations" 50 persons not registered as disabled. |
| 26/04/93 |
The county council replied to a letter from Mr D's solicitors saying that Mr D's application had not been successful because his form "was of a relatively low standard in terms of presentation and failed to give any evidence of numeracy skills". In addition, they were looking for a greater conversational proficiency in a foreign language than Mr D possessed. The county council said that they had a bulk permit for the period to 24 August 1993. |
| 21/06/93 |
According to a DEA's notes Mr D obtained temporary work with the county council. (Mr D contended that he had received only training and had not done any work.) |
| 27/08/93 |
According to a DEA's notes Mr D told the DEA that he was available for work. |
| 09/09/93 |
The district council applied for a bulk permit for 100 vacancies in "various clerical positions"; it did not state the location of the work. The application was subsequently approved for the period up to 31 March 1994, endorsed "all occupations". |
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| ??/09/93 |
| ??/10/93 |
The DEA was in contact with Mr D and arranged referrals to local training organisations. |
| 25/10/93 |
Mr D was interviewed for the post of telephonist/receptionist with the district council. (There is no record that Mr D told the PACT of his interest in the post.) |
| ??/11/93 |
The DEA discussed with Mr D arranging open learning courses. |
| ??/12/93 |
The DEA discussed with Mr D further options, including work experience. |
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1994 |
| 04/01/94 |
The DEA checked informally with the county council for any vacancy as a sessional supervisor within the probation service. |
| 20/01/94 |
Mr D telephoned ES headquarters in Sheffield complaining about the issue of the bulk permits to local employers. |
| 21/01/94 |
The district council wrote to a local councillor who had enquired why Mr D had been unsuccessful for the post of telephonist/receptionist. The council said that Mr D had been interviewed in accordance with their policy (to interview any disabled person meeting the person specification) but that he had been competing against several other more experienced candidates, some of whom had been trained by British Telecom. They added that holding a bulk permit exempted them from the duty to employ a registered disabled person and that they had a legal obligation to make appointments on merit. |
| 14/02/94 |
The DEA suggested a placement in a jobclub but Mr D was not keen on the idea. |
| 21/02/94 |
The acting Chief Executive of the district council wrote to Mr D saying that the interviewing panel's responsibility had been to appoint what they considered to be the two most suitable candidates for the post in question, and that the council were obliged only to "consider sympathetically" applications from registered disabled persons. |
| 28/02/94 |
Mr D made a formal complaint to the Department about the effects of bulk permits issued to the district council. He accepted that he was not the best candidate for the post of telephonist/receptionist but he considered that, as a suitably qualified registered disabled person, he should have been selected, given that the council were under quota. He said that he was taking advice regarding a judicial review of the decision to issue a bulk permit. |
| 01/03/94 |
The PACT manager acknowledged Mr D's letter. The DEA negotiated special needs funding to allow Mr D to attend an open learning course for "Criminal clerks accreditation and police station skills for legal advisers", following a recommendation from his own solicitor. (Mr D was advised that after his training ended he should consider taking advantage of "business start-up" funding as there was scope for freelance work.) |
| 18/03/94 |
The Member wrote to the then Minister of State for Employment about the issue of "exemption certificates" to employers generally (with regard to the employment of disabled persons) and about Mr D's experiences with job applications to the county and district councils. |
| 28/03/94 |
The PACT manager wrote to Mr D for information about his job applications to the councils to help the investigation of his complaint. He said he would visit Mr D on 5 April. |
| 29/03/94 |
Mr D replied saying that he had made only one formal complaint and the county council had not been mentioned in his evidence. He asked the manager to make an alternative appointment to visit him. He sent a copy of his application for legal aid (which was subsequently turned down) in pursuit of judicial review of action by the Department in relation to their application of the 1944 Act. |
| 12/04/94 |
The PACT manager wrote to Mr D. He referred to a recent telephone conversation in which Mr D was said to have expressed a wish for the manager not to pursue the district council, even anonymously, about his job application. He offered to take up the matter if Mr D changed his mind. |
| 18/04/94 |
Mr D wrote to the then Minister of State for Employment complaining that the Department had not replied to his letter of 28 February. He asked for informal discussions with a senior officer who might help him find a suitable job. |
| 19/04/94 |
The then Parliamentary Under Secretary of State replied to the Member's letter of 18 March detailing the difficulties of operating the quota system, which was under review, and the wide use of bulk permits. He pointed out the practical help available to disabled persons through local DEAs, and referred to the exchanges between Mr D and the PACT manager. |
| 29/04/94 |
The PACT manager interviewed Mr D at the Jobcentre. Mr D was adamant that his name should not be used in any investigation of the district council because he did not want to prejudice his future chances with the only large employer in the area. With reference to the district council's letter of 21 January (a copy of which Mr D had supplied), the manager undertook that ES would write to the council about their obligations under the quota scheme (which he acknowledged the council clearly did not fully understand). |
| 09/05/94 |
The PACT sent to Mr D a copy of "Employers' Obligations - Notes for Guidance" explaining how employers were affected by the two Acts. Under the section dealing with permits the notes said: "A permit will not be granted if a suitable registered disabled person is available for the job." |
| 23/05/94 |
The PACT manager replied to Mr D's letter of 28 February confirming his intention to remind the district council of their obligations. (There is no evidence on remaining ES papers to show what action, if any, was taken.) He also referred to the then Government's intention to consult on proposals to deal with discrimination against disabled persons in employment (and their recognition that the quota system was not particularly effective). |
| 31/05/94 |
The Department replied on behalf of the Minister to Mr D's letter of 18 April. They noted the involvement of the PACT manager and referred to the Ministerial reply of 19 April to the Member. The Department suggested that Mr D's local DEA was best placed to help in his search for work. |
| 01/06/94 |
The PACT manager told Mr D that he not been successful at interview for a post in the probation service because he lacked the required supervisory experience. He suggested continued use of the Jobcentre to select suitable jobs for which to apply. |
| 11/08/94 |
The county council applied for a bulk permit for 500 "administrative, clerical, professional, technical and manual" posts. (The second PACT subsequently approved the application for the period ending 24 February 1995.) |
| 08/12/94 |
That PACT manager contacted the probation service on Mr D's behalf but there were no vacancies. (The manager continued those efforts through 1995.) |
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1995 |
| 17/01/95 |
The Member wrote to the then Secretary of State for Social Security on behalf of Mr D who continued to believe that the issue of bulk permits to large employers (including the county and district councils) was hampering his prospects of getting work. |
| 15/02/95 |
The then Minister of State for Employment told the Member that she would look into Mr D's points and write again. |
| 23/02/95 |
The county council applied for a bulk permit in terms identical to that made on 11 August 1994. The second PACT approved the application for the period ending 24 August 1995. |
| 28/02/95 |
Mr D asked that PACT manager whether a criminal prosecution would be brought against the probation service for alleged breaches of the 1944 Act, of which the regular employment of casuals was an example. |
| 25/04/95 |
The then Minister of State for Employment wrote to the Member acknowledging that quota arrangements were not working as intended and that it was not arithmetically possible for all employers to meet a 3% quota, and outlining proposals for new legislation. She explained that Mr D's interest in work as a sessional supervisor within the probation service was casual employment; and that ES would remind the probation service that appointments from a list of people the service were willing to use would be subject to quota regulations. |
| 16/05/95 |
After seeing Mr D a DEA endorsed an application with a training provider for Mr D (but he did not take up the training). |
| 05/06/95 |
The manager of the second PACT told the Member that, following his (the manager's) visit to the probation service and discussions with Mr D, the service had agreed to interview Mr D for any seasonal supervisor posts in the area. He said that, although Mr D had expressed reservations about whether that would improve his chances of employment, it was a step forward. |
| 18/08/95 |
The then Minister of State at the Home Office wrote to the Member saying that individual probation committees (rather than the Home Office) acted as employers and that many had developed equal opportunities policies which included consideration of disability. She said that certain posts, including supervision of community service work, were undertaken by staff on a sessional basis (due entirely to the requirements of the work) and that disabled candidates would have an equal chance of employment. |
| 12/09/95 |
The second PACT manager replied to Mr D's letter of 28 February apologising for the delay and accepting that the Department had been wrong to regard the Minister's letter of (25) April as constituting a reply. He said that on receipt of an application for a bulk permit ES had to consider the nature of the work and the suitability for the work of any available registered disabled person. The manager said that, in view of Mr D's comments about his own suitability, the post of sessional supervisor would be excluded from bulk permit applications and that he would make practical arrangements so that both those processing applications and the probation service were aware of the position. Finally he said that, subject to resources being available, ES would consider a possible prosecution only if a specific complaint was made. He asked if Mr D wanted his letter to be treated as a complaint. |
| 13/09/95 |
With reference to the manager's letter of 12 September, ES headquarters wrote telling Mr D that when an employer applied for a bulk permit it was issued only on the "express understanding that the employer considers sympathetically the engagement of any suitable registered disabled person who is available when a particular vacancy arises." They went on to say "Failure to honour that understanding, and indeed failure on the part of such an employer to do everything possible to improve their quota position, is taken into account when considering any future application for a permit covering estimated engagements." |
| 28/09/95 |
The first PACT issued a bulk permit, valid to 31 March 1996, for the district council to engage 100 persons not registered as disabled. It referred to an attached list endorsed "district labour unit; leisure centre; museums; crematorium; car parks; pannier market; pavilion; pool". (The second PACT issued a similar permit for the period ending 24 February 1996 for the county council to engage 500 persons for administrative, clerical, professional, technical and manual posts.) |
| 02/10/95 |
Mr D wrote to the first PACT asking for a list of jobs within 20 miles of his home reserved for him as a disabled person, citing section 11 of the 1944 Act. |
| 26/10/95 |
The PACT replied to Mr D saying that an employer had the right to take into account a person's suitability for the work on offer. They said that ES did not routinely maintain a list of vacancies notified by employers who were below quota and who had not been issued with a permit. Rather, once vacancies had been notified, ES told registered disabled persons whose details ES held so that they had the opportunity to apply for a particular job. |
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1996 |
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According to ES, they had frequent contacts with Mr D throughout 1996; they notified details of vacancies to him at least weekly. |
| 05/01/96 |
Mr D wrote to the first PACT asking whether a permit had been issued to the district council to "disregard" an application he had made for the job of car park attendant. (The district council had advertised the job of "car park warden" with a closing date of 8 December 1995. The job involved checking tickets, issuing fines, selling seasons tickets, maintaining records, possibly helping the supervisor in collecting cash from machines, dealing with questions from the public, and keeping free of litter the area around the car park's bottle bank.) Mr D pointed out that, although the jobs were reserved for registered disabled persons (paragraph 2.4), the district council had told him that a "non-registered person" had been taken on for one of the jobs. He complained that the quota scheme had not been operated as intended by Parliament, otherwise "it would have guaranteed me a suitable job a long time ago". |
| 15/01/96 |
The Devon PACT manager replied giving details of the specified duties of car park attendant which would bring it within the designated employment scheme and which was operated separately from the quota provisions. He said that the district council had not applied for or been granted a permit to engage non-registered persons as car park attendants; and that ES would carry out an investigation, which might be time-consuming, to see whether there had been an infringement of the regulations. They would let Mr D know the outcome. (The PACT manager subsequently visited the district council to remind them of their responsibilities relating to quota and designated employment.)
ES headquarters wrote to Mr D who had queried the effectiveness of the administration of the quota scheme as a means of helping him to get a particular job. They said that employers could not be compelled to engage a particular applicant for vacancies under either the quota or designated employment schemes. The then Government had recognised that the existing statutory schemes were no longer the best way to meet the needs of disabled persons in a modern labour market and had accordingly introduced the 1995 Act. |
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| 07/02/96 |
The DEA reported to ES headquarters that the district council had sent details of the car park attendant vacancy to the local Jobcentre; but that a colleague at the first PACT with whom she had discussed the matter had considered that the vacancy did not fall into the designated employment category (paragraph 2.4) and that no special handling had been necessary. The DEA had nevertheless brought the vacancy to the attention of two unregistered disabled clients. She had not considered Mr D, believing from previous discussions with him that he would not have regarded the job as suitable. |
| 13/02/96 |
The DEA spoke to Mr D who explained that he was interested in part-time casual work with the district or county council, or a government department. In view of Mr D's limited experience the DEA offered him a clerical work placement, but he declined. The DEA also alerted Mr D to a vacancy which was about to be advertised for a sessional supervisor with the probation service. According to the DEA she asked Mr D to contact her if he was interested in the post. |
| 19/02/96 |
The DEA notified Mr D of a vacancy as a car park attendant based in a city (some 60 miles away) but he declined to apply. According to the DEA, during the discussions Mr D said that he did not want ES to identify jobs for him. (Initially the DEA complied with that request, but on receiving later advice from ES headquarters, she resumed sending him details of vacancies.) |
| 20/02/96 |
The county council applied for a bulk permit to engage 500 persons who were not registered as disabled. (The second PACT subsequently approved the application.) |
| 19/03/96 |
Mr D wrote telling the first PACT manager that the district council had recruited a non-registered disabled person as a seasonal car park attendant, a position for which he had applied. He said that the post had not been advertised and he asked for criminal proceedings to be brought by ES forthwith. |
| 26/03/96 |
The PACT manager told Mr D that ES had decided not to bring a prosecution against the district council. The DEA notified Mr D of a seasonal vacancy as a car park attendant with the district council, but he declined to apply. |
| 25/04/96 |
The second PACT manager told the Member that, following lengthy discussions with the probation service, he had secured for Mr D a job interview as a community service supervisor on 2 May. |
| 02/05/96 |
The probation service offered Mr D a part-time post as a sessional supervisor. (According to Mr D, he took it up in mid-May and worked for about eight weeks; he left because of some kind of dispute.) |
| 31/05/96 |
Mr D saw the DEA to discuss an advertised post (details of which she had sent him) for a court usher at a magistrates' court. |
| 10/06/96 |
Mr D asked the DEA to intervene because, even though he was suitably qualified, he had not been offered an interview for the post of court usher. |
| 11/06/96 |
The second PACT approved a bulk permit for the period ending 30 June for the county council to recruit 369 persons who were not registered as disabled. The application had specified 56 different jobtitles, the number of posts for each and their locations. |
| 25/06/96 |
The DEA replied to Mr D. She said that his declared interest in the post of court usher had been made on the closing date for applications (ie 31 May) which had left insufficient time for her to assess his suitability and to make representations on his behalf. The DEA reminded Mr D to let her know in good time about jobs for which he intended to apply to allow her to make representations to the prospective employer. The DEA assured Mr D that the quota requirements were being operated by herself and her colleagues; she said that his interview for the post of community service supervisor with the county council was proof of that. |
| 08/07/96 |
The second PACT approved a bulk permit for the period ending 31 August 1996 for the county council to recruit 369 persons who were not registered as disabled. |
| 29/07/96 |
After consulting Mr D the DEA asked a (contracted) training provider to arrange a five weeks' programme for him, to include a work placement with a county council or similar organisation, so that he could gain experience as an assistant trading standards officer or assistant health and safety officer. She asked Mr D to complete the necessary application form. |
| 08/08/96 |
The DEA reminded Mr D about returning the completed application form, saying that if he did not do so by 16 August, she would assume he no longer wished to proceed and she would cancel the arrangements. |
| 10/08/96 |
Mr D replied to the DEA's letter of 25 June. He said that he had discussed the post of court usher with her on 13 February and that he had told her on the telephone of his intention to make a formal application; and that she had insisted that he took the completed application to her, hence delaying the application. He complained that the DEA's PACT had not got him one interview despite his full cooperation. He said that he had made an oral complaint on 29 July. |
| 30/08/96 |
The DEA told Mr D that 13 February was the occasion when Mr D had first mentioned that court usher was the type of work he was seeking; but at that time she had not known of any opportunities in that area. She had subsequently sent him a copy of the county council's bulletin highlighting the vacancy advertised. She said that she could not otherwise add to her earlier letter. The DEA said that she was disappointed that Mr D had not taken up the offer of employment rehabilitation. |
| 09/09/96 |
The second PACT approved a bulk permit for the period ending 31 October 1996 for the county council to recruit 352 persons who were not registered disabled. |
| 05/11/96 |
The second PACT approved a bulk permit for the period ending 30 November 1996 for the county council to recruit 161 persons who were not registered disabled. |
| 27/11/96 |
ES headquarters wrote to Mr D further explaining the decision not to prosecute the district council (see entry for 26 March). They told him that, prior to his complaint, local ES staff had considered whether or not the two posts of car park attendant were designated employment; but they had concluded, despite the job title, that the jobs "lacked the elements required by the statutory definition and hence were not designated employment". They apologised for the delays in responding to Mr D's subsequent queries (not recorded) about the decision. |
| 17/12/96 |
The first PACT manager wrote to the Member on similar lines to ES's letter of 27 November. He said that after considering all the relevant evidence (and having had the benefit of legal advice) the PACT had concluded that no criminal prosecution could sensibly be taken against the council. |
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1997 |
| 17/01/97 |
Mr D wrote to the second PACT manager thanking him for confirming that the court committee had not had a permit. Mr D lodged a formal complaint about the manner of recruitment by the court committee for the post of court usher (to which his letter of 10 August had referred). He said that he was not complaining about the local DEA "who would have passed my complaint on". |
| 31/01/97 |
ES headquarters wrote to the court committee asking for various factual details concerning the appointment of a court usher in 1996. They explained that, if the committee were under quota at the time, and had appointed a person not registered as disabled without a permit having been obtained, consideration would be given to the initiation of a prosecution or administration of a formal caution. |
| 04/02/97 |
The DEA interviewed Mr D who said that he was interested in inspecting residential homes for the social services department. After checking with the relevant county council the DEA told Mr D that he would need a good deal of practical and managerial experience (including as a qualified social worker) which he lacked. Mr D then said that he would like to work as a care assistant but the DEA regarded that as unsuitable bearing in mind the need to do heavy lifting. The DEA suggested an action plan for Mr D to try a variety of realistic opportunities within social services to identify work for which he might have potential and for him to demonstrate his ability. Mr D expressed a preference to pursue rehabilitation in other choices such as assistant trading standards officer or assistant health and safety officer. The DEA explained the procedures and that a training provider would get in touch with him after the DEA had renewed the earlier action plan (see entry for 29 July 1996). |
| 05/02/97 |
The court committee told ES headquarters that the county council, who they said handled quota matters on their behalf, would be replying to ES's letter of 31 January. |
| 20/02/97 |
The training provider told the DEA that Mr D had telephoned on 17 February to say that he did not wish to pursue work experience through employment rehabilitation. |
| 21/02/97 |
The county council gave ES headquarters details of their staffing levels and said that the court committee were traditionally covered by the council's bulk permit. They explained that Mr D's application for the court usher posts had not been considered because it had been received after the closing date.
Mr D wrote to the second PACT manager asking for immediate confirmation that the court committee had been operating without a permit. |
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| 10/03/97 |
The PACT manager told Mr D that the matter was being investigated and he would be told if the Secretary of State considered that a prosecution of the court committee was appropriate. |
| 12/03/97 |
The court committee wrote to ES headquarters explaining that historically they had been included on the county council's permit and that they had always acted on the guidance of the county council in respect of the employment of disabled persons. They had never been told that they should make a separate application for a permit under the quota arrangements (paragraph 2.4). |
| 19/03/97 |
ES's legal advisers told ES headquarters that, although the court committee had been in breach of the 1944 Act at the relevant time, it would not be in the public interest to bring a prosecution; and that, as the quota arrangements had been repealed, a formal caution would serve no real purpose. They asked that Mr D be informed. |
| 24/03/97 |
ES told the court committee that they would not be prosecuted. |
| 25/03/97 |
The new manager at the second PACT wrote telling Mr D that the court committee had not applied for a permit but said that it would not be in the public interest to bring a prosecution. |
| 13/05/97 |
Following a written request from Mr D, the DEA told him that she would stop sending him details of work opportunities; and she removed his name from her caseload. |
| 02/06/97 |
Mr D asked the regional disability service manager for disclosure of information about a third potential employer's permit and quota position between 1990 and 1996 in relation to an action he was taking against the employer at an Industrial Tribunal. |
| 07/06/97 |
The regional manager told Mr D that documents could be released for an Industrial Tribunal case upon the issue of a discovery order by the Tribunal. |
| 08/06/97 |
Mr D duly requested a discovery order. |
| 11/06/97 |
The Industrial Tribunal served an order on the manager of a further PACT requiring him to attend as a witness and to produce the documents requested by Mr D. |
| 18/06/97 |
That PACT manager replied. He said that he was willing to comply with the order but could not produce all the quota and registration documents pertaining to the employer because ES had failed to computerise the employer's records (as part of a larger exercise) in 1993. ES had accordingly not reminded the employer about their obligations under the permit requirements; and ES had not received from the employer any requests for permits. The manager apologised and enclosed copies of the surviving documentation and correspondence with the employer between 1989 and 1993. He copied the letter to Mr D. |
| 23/06/97 |
The Industrial Tribunal told Mr D that the witness order against the PACT manager had been revoked because he had provided all the available evidence. |
| 26/06/97 |
The Member asked the Minister for Employment and Disability Rights for help in ensuring that the documents requested by Mr D were made available in time for a hearing of the Industrial Tribunal on 17 July. The Member also wrote to ES headquarters about the use by the county council of the "two ticks symbol" which committed them "to interview all applicants with a disability who meet the minimum criteria for a job vacancy and consider them on their abilities". He said that on at least 20 occasions in the previous seven years Mr D had applied for jobs with the county council but they had declined to interview him. |
| 30/06/97 |
The Member asked the second PACT manager what steps ES had taken in response to the county council's flouting of the quota requirements. |
| 06/07/97 |
Mr D asked the office of the Chief Executive of ES for immediate confirmation that ES had started criminal proceedings against the third potential employer. |
| 08/07/97 |
The Chief Executive replied to the Member's letter to the Minister. He explained that, as a result of the failure to computerise the employer's records, ES had no records for the employer in respect of the period from 1993. The Chief Executive also explained that the Industrial Tribunals had revoked the witness order because they accepted that ES had provided all the information available.
The Chief Executive of the county council wrote to the Member explaining that Mr D had apparently made ten applications to work for the council; in all but two cases Mr D had not met the minimum requirements for the post and had not therefore been interviewed. He had been offered interviews for a post in the library service (in September 1995) and the environment department (July 1996), but had been unsuccessful. Mr D had not been shortlisted in respect of his latest application, for the post of information assistant, because he had not met the minimum criteria. |
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| 09/07/97 |
ES replied to the Member's letter of 26 June explaining that the second PACT had investigated a specific instance of Mr D being refused an interview by the county council (for the post of information assistant for which Mr D had applied in February 1997): Mr D had not met any of the basic criteria, and only one of the desired criteria, for the post. Accordingly the county council had decided that Mr D was unsuitable (although they had shortlisted the only other disabled applicant); but the county council had confirmed to ES in writing that they would consider any future applications from Mr D on merit and in line with their commitments on the employment of disabled persons. From the available evidence, therefore, the county council had complied with the requirements for the use of the disability (ie the two ticks) symbol. ES also said that since the 1970s successive governments had recognised that the quota provisions were outdated and ineffective; emphasis had therefore been placed on educating and persuading employers of the benefits of employing those with disabilities, whether registered or not. They considered that, apart from his disability, Mr D faced two barriers to finding work - his lack of relevant employment experience and the difficulty of putting together a useful job application. In that context the DEA had offered Mr D opportunities to acquire relevant employment experience and training but he had declined, and he had not attended a local jobclub to help him acquire skills in making job applications. Finally ES said that Mr D had written to the DEA on 30 April 1997 saying that he did not wish to be advised of any more job opportunities. |
| 11/07/97 |
The Chief Executive's office replied to Mr D's letter of 6 July. They said that before any criminal investigation could begin there would need to be a complaint of a specific infringement of the quota regulations by the third employer before the repeal of the 1944 Act; no such complaint had been received. |
| 17/07/97 |
An Industrial Tribunal adjourned to 28 July the hearing of Mr D's case against the third employer. |
| 23/07/97 |
A differently constituted Industrial Tribunal heard Mr D's case concerning the county council's failure around January 1997 to interview him for the job of information assistant. |
| 07/08/97 |
The Industrial Tribunal dismissed the case against the county council. They found that the council had genuinely concluded that Mr D had not shown on his application form that he met the essential criteria for the post of information assistant, and that their conclusion had had nothing to do with his disability. (Had Mr D declared in his application that he had experience, as opposed to simply training, of voluntary work as a Citizens Advice Bureau case worker dealing regularly with members of the public, the council would have interviewed him.) |
| 12/08/97 |
The Industrial Tribunal dismissed the case against the third employer. They concluded that that employer had not discriminated against Mr D because they had not known that he was disabled; and that the seven essential requirements (which Mr D had challenged) for the post in one of the employer's shops had been selected objectively from the job description. The Tribunal recognised that there might have been slackness in the procedures to obtain permits from 1993 onward; but that there was no evidence in support of Mr D's assertions that the employer had been biased against disabled persons in general, or that they had "blacklisted" him in particular. |
| 16/10/97 |
ES headquarters told Mr D that on future applications the county council would offer him an interview for posts if he met the minimum criteria. |
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Appendix B
Initials used and their meanings
| DEA |
disability employment adviser |
| the Department |
Department for Education and Employment |
| ES |
Employment Service |
| PACT |
ES placement, assessment and counselling team |
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Appendix C
Edited extracts from a report by ES
The role of ES
1. The main objectives of administering and enforcing the provisions of the quota scheme were always to make employers aware of their duties and obligations and to get them to comply with the law.
2. A major difficulty experienced in administering quota was the matching of registered disabled persons against the occupations sought by employers applying for permits. The statutorily prescribed form of entry on the register contained the disabled person's address, occupation and employment status (ie employed or unemployed) at the time the application to register was made. The period of registration was usually from one to ten years although it could have been longer. There was no provision for a person on the register to keep ES informed of changes of address, occupation or employment status, and the information on the register therefore became outdated.
3. When the 1944 Act was first introduced, there were war-time regulations (replaced after the war by a Control of Engagements Order) requiring employers to notify vacancies to employment exchanges. There was also a statutory requirement under social security legislation for unemployed jobseekers who claimed unemployment benefit to register also for employment with the employment exchanges which kept a register of unemployed persons by occupation. The statutory requirement for unemployed claimants to register for work was repealed in 1982, reflecting changes in the labour market and in services such as the growth of private agencies and of self-service displays in Jobcentres.
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4. After October 1982 there was no register of unemployment claimant jobseekers held by Jobcentres. Since then the only records of persons seeking work in particular occupations have been those seeking additional help to get work, for example, disabled persons on DEAs' caseloads. The abolition of the statutory requirement to register for work meant that Jobcentres thus lost a more complete source of information on those with disabilities by occupation and their employment status.
Summary
5. The operation of the provisions of the 1944 Act was less effective than was intended in the original legislation as a result of the fall in the numbers of registered disabled persons and of changes in the labour market and in public attitudes.
6. Various departmental and Government reviews and consultation exercises did not find practical ways of making quota work more effectively. Parliament made provision for quota to be repealed and replaced with new employment rights sections of the Disability Discrimination Act. These provisions took place when the Act came into force on 2 December 1996.
7. On receipt of Mr D's complaint in 1994, ES took steps to identify, and reduce as far as possible, shortcomings in the issue of permits by PACTS. The original guidance given in the Disabled Persons Code was reinforced by messages from ES senior management to Regional Directors. It was supplemented by a circular issued in March 1995 which advised on practical ways to administer quota and stressed the need to continue to administer it up to repeal.
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8. ES accept that permit applications were not properly handled by the first PACT and regret any effect they may have had on Mr D's application to the district council. However, respecting Mr D's wishes at the time, no formal investigation of the rejection of his application by the district council was undertaken. A contributory element seems to have been the council's misunderstanding of local authority legislation. (Section 7 of the Local Government and Housing Act 1989 says that the requirement of a local authority to appoint staff on merit is subject, among other things, to quota and reserved employment requirements of the 1944 Act.)
9. Although Mr D was registered as disabled that status did not automatically guarantee him an interview with an employer, regardless of his suitability. The 1944 Act did not require that of employers or ES.
10. ES have offered Mr D the usual range of help available to registered disabled persons, some of which Mr D took up. Accordingly, following his complaint which led ES to realise Mr D was facing particular difficulties, the PACT and their DEAs increased their effort to find him a job.
11. There were regrettable delays in replying to two of Mr D's letters written at the end of February 1994 and in February 1995. The full reply to the 28 February 1994 letter was delayed because of the need to investigate Mr D's complaint concerning the district council and for the PACT to seek legal advice on Mr D's stated intention to consider judicial review. The written reply to Mr D's letter of 28 February 1995 about the probation service was also delayed although the second PACT manager did manage to pursue the vacancy for Mr D and telephone contact had been made with him.
12. Within the limitations of the 1944 Act ES have tried to operate the quota system to support both the employment of registered disabled persons known to their DEAs and of disabled persons more widely.
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Short text of this investigation
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