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Complaints about acute trusts July to September 2015

Summarising this quarter

On this page you can find the latest statistical information about complaints we've handled about every acute trust in England between July and September 2015 (quarter 2).

The data covers each of the three stages of our process:

  • Stage 1: Our initial checks
  • Stage 2: Deciding whether to investigate (assessing the complaint)
  • Stage 3: Our investigations

Stage 1: Our initial checks

We usually expect people to try to get their problem sorted out with the organisation they are unhappy with before they ask us to look into it. Many of the people who contact us haven't done this, but we can give them information to help them get started. Others have already tried to get their complaint sorted out locally and are not happy with the response they have had; we can look at these complaints in more detail under stage two of our process.

In quarter 2 (July to September 2015) we received 2,658 new complaints about NHS acute trusts in England. This was an increase on the previous quarter, where we saw 2,393 complaints. It was also an increase over the same period last year, when we received 2,296 complaints.

Stage 2: Deciding whether to investigate (assessing the complaint)

At the second stage of our process, we look in more depth at what has happened and decide whether we should investigate. We call this an assessment. We look at whether the organisation made a mistake or provided a poor service, what effect that may have had, and what the organisation may have done already to put things right.

Not all the cases we assess are passed on for an investigation: sometimes we can see that there may have been failings, but the organisation has, in our view, already done what it should to address these and resolve the complaint. In other cases we were able to resolve these cases without a full investigation by working with the organisation complained about. In quarter 2 we assessed 625 complaints about acute trusts. This compares to 938 in the first quarter of the year. This reduction is the result of us receiving fewer complaints in the previous quarter. The number of complaints we receive tends to fluctuate throughout the year, and this has an impact on both the number of complaints we assess and the number we investigate.

We passed 331 of the complaints we assessed to our investigations team (stage three in our process).This compares to 659 in the previous quarter. Again, this reduction is the result of the knock on impact of receiving fewer complaints in the previous quarter.

Stage 3: Our investigations

When we complete an investigation, we can fully uphold, partly uphold or not uphold the complaint. If we fully or partly uphold the complaint, we can make recommendations to the organisation to put things right. This could mean asking the organisation to acknowledge its mistakes and apologise or take other steps to put things right for the individuals involved. We can also ask organisations to take action to prevent the same mistakes happening to someone else and to make services better for everyone.

In quarter 2, we upheld (fully or partly) 217 of the complaints that we investigated. We didn't uphold 261 complaints.
The table below shows how many complaints we handled about acute trusts in total, for each stage of our process. The file at the end of this page gives the data for each acute trust.

  Q2 2015-16 Q1 2015-16 Q4 2014-15 Q3 2014-15

Q2 2014-15

Total complaints received about acute trusts

 

2658 2393 2720 2482 2296

Total complaints assessed

 

625 938 659 174 217

Total number of complaints accepted for investigation

 

331 659 559 449 433
Total number of investigations fully or partly upheld 217 174 190 173 157

Total number of investigations not upheld

 

261 217 235 188 250
Average uphold rate for all investigated complaints involving acute trusts 45% 45% 45% 48% 39%

Data considerations

Use

We share this data to encourage discussions about why some organisations appear to have a significantly higher (or lower) number of complaints investigated by us and to help trusts assess the efficiency of their own complaint handling. However, taken in isolation, our data is not necessarily a measure of the quality or performance of individual trusts. There is variation in the size of acute trusts and also in the kind of services they provide. These factors can all affect the volume of complaints we receive about trusts. At the end of each year we produce an annual report on acute trust complaints. This combines this quarterly data as well as providing overall information on the issues people complained to us about. It also includes a measure of total hospital activity for each trust, which allows more meaningful comparisons to be made between trusts.

Accuracy

The data we share is accurate at the time of publication. However, a small number of the decisions we make on complaints can be subject to a review if new information comes to light, and this can lead to changes in the number of complaints we accept for investigation and the number of investigated complaints we uphold. Any changes would affect only a small number of complaints.

Acute trusts are also subject to change. Occasionally trusts will merge and close or new trusts will be created. This means that direct quarterly comparisons are not always possible. Whilst we will always attempt to provide the most up-to-date breakdown of complaints for acute trusts across the country, on occasion, it is possible that an administrative change in the operation of a trust is not reflected in our quarterly data. We undertake a full audit of the complaints we have received about acute trusts at the end of every year. Any changes in trust administration not picked up in our quarterly data will be addressed at this point.

How we record complaints involving more than one trust

A number of complaints we received related to more than one acute trust. In these cases, we have counted the complaint more than once. For instance, if a complaint from an individual, or an investigation we have undertaken, relates to three separate trusts, we would have counted this three times – once for each of the trusts involved